SEC Filing Articles

New Residential Investment Corp (NYSE:NRZ) Shares Acquired by Ladenburg Thalmann Financial Services Inc.

Ladenburg Thalmann Financial Services Inc. grew its stake in New Residential Investment Corp (NYSE:NRZ) by 65.8% in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The institutional investor owned 89,281 shares of the real estate investment trust’s stock after buying an additional 35,418 shares during […]

M&R Capital Management Inc. Decreases Stock Position in iShares Morningstar Mid-Cap Value ETF (NASDAQ:JKI)

M&R Capital Management Inc. cut its stake in iShares Morningstar Mid-Cap Value ETF (NASDAQ:JKI) by 12.9% in the 1st quarter, according to the company in its most recent disclosure with the SEC. The institutional investor owned 2,025 shares of the company’s stock after selling 300 shares during the quarter. M&R Capital Management Inc.’s holdings in […]

M&R Capital Management Inc. Reduces Position in 3M Co (NYSE:MMM)

M&R Capital Management Inc. cut its position in 3M Co (NYSE:MMM) by 11.1% during the first quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission. The fund owned 2,592 shares of the conglomerate’s stock after selling 324 shares during the period. M&R Capital Management Inc.’s holdings in […]

Ladenburg Thalmann Financial Services Inc. Has $1.44 Million Position in Toronto-Dominion Bank (NYSE:TD)

Ladenburg Thalmann Financial Services Inc. lowered its holdings in shares of Toronto-Dominion Bank (NYSE:TD) (TSE:TD) by 8.2% during the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm owned 26,318 shares of the bank’s stock after selling 2,366 shares during the quarter. […]

Trimble Inc (NASDAQ:TRMB) Shares Sold by Guggenheim Capital LLC

Guggenheim Capital LLC cut its holdings in shares of Trimble Inc (NASDAQ:TRMB) by 28.3% in the 4th quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The institutional investor owned 25,761 shares of the scientific and technical instruments company’s stock after selling 10,148 shares during the period. Guggenheim Capital LLC’s […]

M&R Capital Management Inc. Acquires 15,018 Shares of First Trust Preferred Securities and Income ETF (NYSEARCA:FPE)

M&R Capital Management Inc. boosted its holdings in First Trust Preferred Securities and Income ETF (NYSEARCA:FPE) by 205.9% during the 1st quarter, according to its most recent 13F filing with the Securities and Exchange Commission. The institutional investor owned 22,313 shares of the company’s stock after acquiring an additional 15,018 shares during the quarter. M&R […]

Constellation Brands, Inc. (NYSE:STZ) Shares Sold by M&R Capital Management Inc.

M&R Capital Management Inc. decreased its position in shares of Constellation Brands, Inc. (NYSE:STZ) by 13.1% in the 1st quarter, according to the company in its most recent Form 13F filing with the SEC. The firm owned 2,590 shares of the company’s stock after selling 390 shares during the quarter. M&R Capital Management Inc.’s holdings […]

M&R Capital Management Inc. Sells 3,400 Shares of Yum China Holdings Inc (NYSE:YUMC)

M&R Capital Management Inc. lessened its stake in shares of Yum China Holdings Inc (NYSE:YUMC) by 31.2% in the 1st quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The fund owned 7,486 shares of the company’s stock after selling 3,400 shares during the period. M&R Capital Management Inc.’s holdings […]

M&R Capital Management Inc. Sells 2,000 Shares of Empire State Realty OP LP Unit Series ES (NYSEARCA:ESBA)

M&R Capital Management Inc. lessened its stake in shares of Empire State Realty OP LP Unit Series ES (NYSEARCA:ESBA) by 4.8% in the 1st quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The fund owned 39,692 shares of the company’s stock after selling 2,000 shares during the period. M&R […]

Ladenburg Thalmann Financial Services Inc. Raises Stock Holdings in Global X S&P 500 Covered Call ETF (NYSEARCA:HSPX)

Ladenburg Thalmann Financial Services Inc. lifted its holdings in shares of Global X S&P 500 Covered Call ETF (NYSEARCA:HSPX) by 6.0% in the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission. The fund owned 28,646 shares of the company’s stock after acquiring an additional 1,626 shares during the quarter. […]

Guggenheim Capital LLC Acquires 4,133 Shares of Power Integrations Inc (NASDAQ:POWI)

Guggenheim Capital LLC boosted its holdings in Power Integrations Inc (NASDAQ:POWI) by 65.7% during the fourth quarter, Holdings Channel reports. The fund owned 10,424 shares of the semiconductor company’s stock after purchasing an additional 4,133 shares during the period. Guggenheim Capital LLC’s holdings in Power Integrations were worth $1,031,000 as of its most recent filing […]

Guggenheim Capital LLC Sells 7,941 Shares of Semtech Co. (NASDAQ:SMTC)

Guggenheim Capital LLC lessened its position in shares of Semtech Co. (NASDAQ:SMTC) by 25.6% in the 4th quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The institutional investor owned 23,028 shares of the semiconductor company’s stock after selling 7,941 shares during the quarter. Guggenheim Capital LLC’s […]

Five Below Inc (NASDAQ:FIVE) Position Raised by Ladenburg Thalmann Financial Services Inc.

Ladenburg Thalmann Financial Services Inc. lifted its stake in shares of Five Below Inc (NASDAQ:FIVE) by 113.9% during the fourth quarter, Holdings Channel.com reports. The firm owned 11,773 shares of the specialty retailer’s stock after acquiring an additional 6,268 shares during the period. Ladenburg Thalmann Financial Services Inc.’s holdings in Five Below were worth $1,488,000 […]

Guggenheim Capital LLC Sells 2,425 Shares of Abercrombie & Fitch Co. (NYSE:ANF)

Guggenheim Capital LLC trimmed its stake in shares of Abercrombie & Fitch Co. (NYSE:ANF) by 3.8% in the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The fund owned 61,467 shares of the apparel retailer’s stock after selling 2,425 shares during the quarter. Guggenheim Capital LLC […]

Kennedy Capital Management Inc. Acquires 20,767 Shares of Helmerich & Payne, Inc. (NYSE:HP)

Kennedy Capital Management Inc. grew its holdings in shares of Helmerich & Payne, Inc. (NYSE:HP) by 28.4% during the 4th quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 93,926 shares of the oil and gas company’s stock after buying an additional 20,767 shares during […]

Calamos Dynamic Convertible & Incm Fd (NASDAQ:CCD) Shares Sold by Ladenburg Thalmann Financial Services Inc.

Ladenburg Thalmann Financial Services Inc. cut its holdings in shares of Calamos Dynamic Convertible & Incm Fd (NASDAQ:CCD) by 3.0% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission. The fund owned 68,500 shares of the company’s stock after selling 2,089 shares during the quarter. Ladenburg Thalmann Financial […]

Guggenheim Capital LLC Acquires 749 Shares of Cathay General Bancorp (NASDAQ:CATY)

Guggenheim Capital LLC lifted its holdings in shares of Cathay General Bancorp (NASDAQ:CATY) by 2.5% in the fourth quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The institutional investor owned 31,276 shares of the bank’s stock after acquiring an additional 749 shares during the quarter. Guggenheim Capital […]

Ladenburg Thalmann Financial Services Inc. Increases Position in MGE Energy, Inc. (NASDAQ:MGEE)

Ladenburg Thalmann Financial Services Inc. boosted its holdings in MGE Energy, Inc. (NASDAQ:MGEE) by 170.0% during the fourth quarter, Holdings Channel.com reports. The fund owned 18,749 shares of the utilities provider’s stock after acquiring an additional 11,804 shares during the period. Ladenburg Thalmann Financial Services Inc.’s holdings in MGE Energy were worth $1,478,000 at the […]

Ladenburg Thalmann Financial Services Inc. Sells 15,444 Shares of SPDR Portfolio Long Term Corporate Bond ETF (NYSEARCA:SPLB)

Ladenburg Thalmann Financial Services Inc. trimmed its holdings in shares of SPDR Portfolio Long Term Corporate Bond ETF (NYSEARCA:SPLB) by 22.8% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission. The institutional investor owned 52,344 shares of the company’s stock after selling 15,444 shares during the quarter. Ladenburg […]

Ladenburg Thalmann Financial Services Inc. Trims Holdings in UGI Corp (NYSE:UGI)

Ladenburg Thalmann Financial Services Inc. trimmed its stake in UGI Corp (NYSE:UGI) by 12.5% during the fourth quarter, according to its most recent 13F filing with the SEC. The firm owned 32,659 shares of the utilities provider’s stock after selling 4,668 shares during the period. Ladenburg Thalmann Financial Services Inc.’s holdings in UGI were worth […]

Kennedy Capital Management Inc. Buys 91,195 Shares of PennyMac Mortgage Investment Trust (NYSE:PMT)

Kennedy Capital Management Inc. grew its holdings in PennyMac Mortgage Investment Trust (NYSE:PMT) by 87.2% during the 4th quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The firm owned 195,761 shares of the real estate investment trust’s stock after purchasing an additional 91,195 shares during the period. […]

Eastman Chemical (NYSE:EMN) Stock Position Raised by Ladenburg Thalmann Financial Services Inc.

Ladenburg Thalmann Financial Services Inc. lifted its stake in shares of Eastman Chemical (NYSE:EMN) by 111.4% in the 4th quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The institutional investor owned 21,893 shares of the basic materials company’s stock after acquiring an additional 11,538 shares during […]

Ladenburg Thalmann Financial Services Inc. Buys 8,556 Shares of Allegion PLC (NYSE:ALLE)

Ladenburg Thalmann Financial Services Inc. boosted its stake in shares of Allegion PLC (NYSE:ALLE) by 271.6% in the fourth quarter, according to its most recent disclosure with the Securities & Exchange Commission. The firm owned 11,706 shares of the scientific and technical instruments company’s stock after purchasing an additional 8,556 shares during the quarter. Ladenburg […]

Guggenheim Capital LLC Sells 4,862 Shares of Tallgrass Energy LP (NYSE:TGE)

Guggenheim Capital LLC decreased its position in shares of Tallgrass Energy LP (NYSE:TGE) by 8.4% in the 4th quarter, Holdings Channel reports. The firm owned 53,187 shares of the company’s stock after selling 4,862 shares during the quarter. Guggenheim Capital LLC’s holdings in Tallgrass Energy were worth $1,176,000 at the end of the most recent […]

ManpowerGroup Inc. (NYSE:MAN) Shares Sold by Guggenheim Capital LLC

Guggenheim Capital LLC decreased its holdings in ManpowerGroup Inc. (NYSE:MAN) by 54.7% during the 4th quarter, according to the company in its most recent disclosure with the SEC. The fund owned 11,337 shares of the business services provider’s stock after selling 13,694 shares during the quarter. Guggenheim Capital LLC’s holdings in ManpowerGroup were worth $1,101,000 […]